Investment Adviser Representative:
Acts as an Investment Adviser Representative through Commonwealth Financial Network®
Registered Representative and Financial Advisor:
Academic Designations and Additional Background
- Bachelor of Science: University of Rio Grande
- Masters of Business Administration: Otterbein University
Thomas joined Whetstone Financial, LLC, in September 2022 and holds the FINRA Series 7 and 66 securities registrations. Prior to joining the firm, Thomas was the director of Internal Sales and Services, Annuity, Life and Retirement Plans for Nationwide Financial Services. He was a registered representative for Morgan Stanley from 1999 to 2001. Prior to his experience in the financial industry, Thomas was a U.S. Army Commissioned Officer and served three tours in the Persian Gulf for which he was awarded the Bronze Star and Meritorious Service Medal.
Thomas has lived in many places throughout the world including Europe, Central America, and the Middle East. He now lives in Westerville, Ohio, with his wife and best friend, Lissa. They love spending time with their daughter Elizabeth, son Thomas Jr., and daughter-in-law Nicole.
Thomas likes to spend his free time with his family, and enjoys many outdoor activities such as camping, backpacking, and kayaking. He and Lissa also enjoy an occasional ride on his motorcycle. When he’s not doing that, he can probably be found at home working on one of his many projects around the house.
Services Provided
- Investment advice and money management services (including fee-based accounts and privately managed portfolios)
- Strategic asset allocation
- Retirement plan funding per ERISA standards (including 401 (k) individual account plans)
- Employee benefit plan design and consulting
- Personal financial planning and estate planning (including information gathering, defining objectives, analysis, plan design, and implementation)
- Retirement income planning